SEC Form 4 · accession 0001214659-15-004460
ZIFF DAVIS, INC. · ZD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Ressler
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | May 28, 2015 | M | 27,683 | $18.765 | A | 1,736,647 | D | |
| Common Stock, $0.01 par valueF2 | May 28, 2015 | S | 27,683 | $67.1052 | D | 1,708,964 | D | |
| Common Stock, $0.01 par value | May 29, 2015 | M | 500 | $18.765 | A | 1,709,464 | D | |
| Common Stock, $0.01 par valueF3 | May 29, 2015 | S | 500 | $67.12 | D | 1,708,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF5,F4 | $18.765 | May 28, 2015 | M | 27,683 | D | — | Aug 31, 2015 | Common Stock, $0.01 par value | 27,683 | 7,120 | D |
| Options to Purchase Common StockF5,F4 | $18.765 | May 29, 2015 | M | 500 | D | — | Aug 31, 2015 | Common Stock, $0.01 par value | 500 | 6,620 | D |
Explanation of responses
- F1These shares were acquired upon exercise of stock options issued under the Issuer's 1997 Stock Plan identified as exercised in Part II of this Form 4.
- F2Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $67.00 to $67.28 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $67.10 to $67.13 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F4These stock options vested in five (5) equal installments commencing on August 31, 2006.
- F5Stock options granted for services rendered; no value placed on services rendered.