SEC Form 4 · accession 0001654954-18-011951
Flux Power Holdings, Inc. · FLUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Johnson
Director · 10% Owner
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 31, 2018 | A | 15,295,152 | $0.60 | A | 31,987,098 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents exercise of a convertible promissory note for the above-referenced shares of restricted common stock.
- F2Securities are held by Esenjay. Mr. Johnson is the sole director and beneficial owner of this entity.