SEC Form 4 · accession 0001144204-16-103317
Flux Power Holdings, Inc. · FLUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Johnson
Director · 10% Owner
Period of report
May 5, 2016
Accepted (ET)
May 18, 2016 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2016 | A | 33,750,000 | $0.04 | A | 165,669,451 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents acquisition of 33,750,000 shares of common stock (at $0.04 per share) acquired by Esenjay Investments, LLC ("Esenjay") in consideration for cancellation of debt in the amount of $1,350,000.
- F2Securities are held by Esenjay. Mr. Johnson is the sole director and beneficial owner of this entity.