SEC Form 4 · accession 0001019687-15-003526

Mecklermedia Corp · MECK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director · 10% Owner

Period of report

Sep 18, 2015

Accepted (ET)

Sep 22, 2015 · 5:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001083712

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Sep 18, 2015	P	26,074	$0.25	A	2,002,560	D
Common Stock^F1	holding	—	—		—	401,194	I	By Spouse
Common Stock^F1	holding	—	—		—	35,050	I	Herman Meckler Family Trust #1
Common Stock^F1	holding	—	—		—	9,871	I	Herman Meckler Family Trust #2
Common Stock^F1	holding	—	—		—	75,176	I	The Meckler Foundation

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$5.60	holding	—	—	—	—	Sep 27, 2020	Common Stock	42,858	42,858	D
Employee Stock Option (right to buy)^F2	$6.44	holding	—	—	—	—	Sep 8, 2021	Common Stock	21,429	21,429	D
Employee Stock Option (right to buy)^F2	$4.55	holding	—	—	—	—	Nov 14, 2021	Common Stock	142,858	142,858	D
Employee Stock Option (right to buy)^F2	$3.71	holding	—	—	—	—	Dec 12, 2021	Common Stock	21,429	21,429	D
Employee Stock Option (right to buy)^F2	$2.29	holding	—	—	—	—	Dec 4, 2022	Common Stock	10,000	10,000	D
Employee Stock Option (right to buy)^F2	$2.97	holding	—	—	—	—	Dec 16, 2023	Common Stock	20,000	20,000	D
Employee Stock Option (right to buy)^F3	$0.59	holding	—	—	—	—	Dec 10, 2024	Common Stock	200,000	200,000	D

F1Mr. Meckler indirectly owns 521,291 shares: 37,000 shares donated by Mr. Meckler to the Meckler Foundation, a non-profit charitable foundation founded by Mr. Meckler and for which he acts as a trustee, 38,176 shares purchased by the Meckler Foundation, 401,194 shares purchased by Mr. Meckler's wife and 44,921 shares held in trust for the benefit of Mr. Meckler's mother. Mr. Meckler exercises shared voting and investment control over all of these shares.
F2Option is 100% vested.
F3Option vests 33.33% ratably over a three year period on 12/11/2015, 12/11/2016 and 12/11/2017.