SEC Form 4 · accession 0001140361-18-008985
FAUQUIER BANKSHARES, INC. · FBSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc J Bogan
Officer — PRESIDENT AND CEO · Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 20, 2018 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2018 | A | 2,598 | $0.00 | A | 9,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF3 | — | Feb 16, 2018 | A | 2,598 | A | Dec 31, 2020 | — | Common Stock | 2,598 | 2,598 | D |
Explanation of responses
- F1Restricted stock award; shares vest on third anniversary of grant date.
- F2Includes 62.42 shares accumulated through automatic dividend reinvestment in reporting person's ESPP account since previous Form 4 filing.
- F3Performance stock units vest on December 31, 2020 in accordance with the Performance Award Agreement. Each performance stock unit is the equivalent of one share of FBSS common stock.