SEC Form 4 · accession 0001140361-16-075225
FAUQUIER BANKSHARES, INC. · FBSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T. Michael York
Officer — Chief Operating Officer
Period of report
Jul 21, 2016
Accepted (ET)
Aug 8, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 21, 2016 | A | 1,900 | $0.00 | A | 1,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2 | — | Jul 21, 2016 | A | 1,900 | A | Dec 31, 2018 | — | Common Stock | 1,900 | 1,900 | D |
Explanation of responses
- F1Restricted stock award; shares vest on third anniversary of grant date.
- F2Performance stock units vest on December 31, 2018 in accordance with the Performance Award Agreement. Each performance stock unit is equivalent to one share of FBSS common stock.