SEC Form 4/A · accession 0001140361-15-008354
FAUQUIER BANKSHARES, INC. · FBSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric Peter Graap
Officer — EVP & CFO · Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 1:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083643
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2015 | A | 1,442 | $0.00 | A | 28,323 | D | |
| Common Stock | holding | — | — | — | 7,632 | I | By Spouse | |
| Common Stock | holding | — | — | — | 32 | I | By Daughter | |
| Common Stock | holding | — | — | — | 10 | I | By Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF2 | — | Feb 19, 2015 | A | 1,442 | A | Dec 31, 2017 | — | Common Stock | 1,442 | 1,442 | D |
Explanation of responses
- F1Restricted stock award; shares vest on third anniversary of grant date.
- F2Performance stock units vest on December 31, 2017 in accordance with the Performance Award Agreement. Each performance stock unit is the equivalent of one share of FBSS common stock.