SEC Form 4 · accession 0001562762-18-000127
JONES SODA CO. · JSDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Cue
Officer — Chief Executive Officer
Period of report
Mar 23, 2018
Accepted (ET)
Apr 9, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083522
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Subordinated Promissory NoteF1 | $0.32 | Mar 23, 2018 | A | 0 | A | Mar 23, 2018 | Mar 23, 2022 | Common Stock | — | 370,000 | D |
Explanation of responses
- F1Mrs. Cue purchased a $100,000 convertible subordinated promissory note of the issuer, which accrues interest at a rate of 6.0% per annum with a four year term and a fixed conversion rate of $0.32 per share. Ms. Cue may convert all or part of such convertible note into shares of common stock of the issuer at any time on or prior to the maturity date of the convertible note.