SEC Form 4 · accession 0001493152-26-032725
JONES SODA CO. · JSDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott F. Harvey
Officer — President and CEO
Period of report
Jul 7, 2026
Accepted (ET)
Jul 9, 2026 · 5:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001083522
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 7, 2026 | P$0 | 303,030 | — | A | 303,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (right to buy)F1,F2 | $0.45 | Jul 7, 2026 | P | 151,515 | A | Jul 7, 2026 | Jul 7, 2029 | Common Stock | 151,515 | 151,515 | D |
Explanation of responses
- F1The reported securities are included within 303,030 Investor Units (the "Units") purchased by the reporting person from the issuer for a price of $0.33 per Unit in a private placement transaction (the "Private Placement"). Each Unit is comprised of one (1) share of the issuer's common stock (a "Share") plus one half (1/2) of a Share purchase warrant (a "Warrant"). Each whole Warrant will entitle the holder thereof to purchase one (1) Share (a "Warrant Share") at an exercise price of $0.45 per Warrant Share.
- F2The Warrants may be exercised for 36 months following the completion of the Private Placement, which occurred on July 7, 2026. However, the issuer may accelerate the expiration of the Warrants, subject to specified conditions.