SEC Form 4 · accession 0001083522-17-000007
JONES SODA CO. · JSDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard V Cautero
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083522
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.44 | Jan 3, 2017 | A | 50,000 | A | Jan 3, 2018 | Jan 3, 2027 | Stock Option (Right to Buy) | 50,000 | 270,000 | D |
Explanation of responses
- F1This option is fully vested and exercisable one year after the date of grant.