SEC Form 4 · accession 0001083522-16-000108
JONES SODA CO. · JSDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max Schroedl
Officer — Vice President of Finance
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083522
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.49 | Dec 8, 2016 | A | 100,000 | A | — | Dec 8, 2026 | Stock Option (Right to Buy) | 100,000 | 200,000 | D |
Explanation of responses
- F1One fourth of the shares underlying this stock option will vest on December 8, 2017 and an additional one forty-eighth of such shares will vest each month thereafter until December 8, 2020, subject to optionee being a service provider to the company on each such date.