SEC Form 4 · accession 0001083522-15-000041
JONES SODA CO. · JSDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Cue
Officer — Chief Executive Officer · Director
Period of report
May 29, 2015
Accepted (ET)
Jun 4, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083522
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 300,000 | $0.34 | A | 2,426,360 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.34 | Jun 1, 2015 | M | 300,000 | D | May 29, 2015 | May 29, 2025 | Common Stock | 300,000 | 0 | D |
| Stock Option (Right to Buy)F1 | $0.34 | May 29, 2015 | A | 300,000 | A | May 29, 2015 | May 29, 2025 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1This option was fully vested and exercisable at the date of grant.