SEC Form 4 · accession 0001676960-16-000002
Astrana Health, Inc. · ASTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mihir Shah
Officer — Chief Financial Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083446
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.50 | Nov 14, 2016 | A | 50,000 | A | Dec 14, 2016 | Dec 14, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option is exercisable in equal monthly installments of 1/36th of the shares commencing December 14, 2016.