SEC Form 3 · accession 0001553350-19-000072
Astrana Health, Inc. · ASTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Marsh
Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 22, 2019 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 520,081 | I | Held by Alliance Apex, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $10.00 | holding | — | — | — | Apr 5, 2017 | Apr 5, 2020 | Common Stock | 62,500 | — | D |
Explanation of responses
- F1Represents shares held by Alliance Apex, LLC prior to January 11, 2019 when Reporting Person became a director of the Issuer.
- F2These shares are owned directly by Alliance Apex, LLC, of which Reporting Person is the sole manager and sole member. Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, and the filing of this report is not an admission that Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F3These options vest monthly at a rate of 1,736 shares per month over the first 35 months, and 1,740 shares in the 36th month.
- F4Represents options held by Reporting Person prior to January 11, 2019 when Reporting Person became a director of the Issuer.