SEC Form 4 · accession 0001498865-16-000002
Astrana Health, Inc. · ASTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Augusta
Officer — Executive Chairman · Director
Period of report
Dec 31, 2014
Accepted (ET)
May 18, 2016 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 31, 2014 | J | 26,600 | $10.00 | D | 165,945 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person assigned all of his membership interest in SpaGus Capital Partners LLC ("Capital"). Capital directly owns 21,600 shares. Capital is the Manager of Spagus Ventures LLC, which directly owns 5,000 shares. The reporting person disclaims beneficial ownership of Issuer common stock owned by such entities except to the extent of his pecuniary interest therein.
- F2Share amounts have been adjusted to give effect to a 1-for-10 reverse stock split on April 24, 2015.
- F3140,000 of these shares were previously reported as indirectly owned.