SEC Form 4/A · accession 0001498865-16-000001
Astrana Health, Inc. · ASTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary Augusta
Officer — Executive Chairman · Director
Period of report
Apr 30, 2013
Accepted (ET)
May 18, 2016 · 2:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1,F3 | Apr 30, 2013 | J | 100,000 | $0.00 | D | 1,659,457 | D | |
| Common StockF2,F4 | holding | — | — | — | 266,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A Form 4 filed on February 18, 2014 incorrectly stated that the reporting person acquired indirect beneficial ownership of 100,000 shares that were issued to SpaGus Apollo LLC. The reporting person did not have a relationship that would have resulted in him having indirect beneficial ownership of Issuer securities held by SpaGus Apollo LLC.
- F2All share amounts have not been adjusted to give effect to a 1-for-10 reverse stock split effected on April 24, 2015.
- F31,400,000 of these shares were previously reported as indirectly owned.
- F4216,000 shares are directly owned by SpaGus Capital Partners LLC, of which the reporting person is President and a 50% member. 50,000 shares are directly owned by SpaGus Ventures LLC, of which SpaGus Capital Partners LLC is Manager. The reporting person disclaims beneficial ownership of Issuer common stock held by such entities except to the extent of his pecuniary interest therein.