SEC Form 4 · accession 0001144204-19-010306
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loren Robert W D
Officer — CEO & Chairman · Director · 10% Owner
Period of report
Feb 25, 2019
Accepted (ET)
Feb 26, 2019 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | P | 2,000 | $1.45 | A | 1,185,246 | D | |
| Common Stock | Feb 26, 2019 | P | 1,300 | $1.49 | A | 1,186,546 | D | |
| Common Stock | Feb 26, 2019 | P | 100 | $1.52 | A | 1,186,646 | D | |
| Common StockF1 | holding | — | — | — | 526,283 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.