SEC Form 4 · accession 0001144204-18-019164
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Isaac Mizrahi
10% Owner
Period of report
Mar 31, 2018
Accepted (ET)
Apr 4, 2018 · 12:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,473,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.50 | Mar 31, 2018 | A | 50,000 | A | Mar 30, 2018 | Mar 30, 2023 | Common Stock | 50,000 | 50,000 | D |