SEC Form 4 · accession 0001144204-17-018703
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth Burroughs
Officer — See Remarks
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 6:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2017 | F | 28,737 | $2.70 | D | 368,984 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock.
- F2Represents the fair market value of the shares surrendered.
Remarks
Executive Vice President of Business Development and Treasurer and Secretary