SEC Form 4 · accession 0001144204-17-005988
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Jones III
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 3, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2017 | A | 78,334 | $3.85 | A | 78 | I | Footnote |
| Common Stock | holding | — | — | — | 59,382 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares vest as to 39,117 shares upon grant and 39,117 shares on January 30, 2018.
- F2The shares are owned by a company wholly-owned by the reporting person.