SEC Form 4 · accession 0001144204-16-126842
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giuseppe Falco
Officer — See Remarks
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | F | 17,850 | $4.99 | D | 253,912 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock
Remarks
President and Chief Operating Officer of the Isaac Mizrahi Brand