SEC Form 4 · accession 0001144204-16-126832
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Haran
Officer — Chief Financial Officer
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | F | 25,200 | $4.99 | D | 512,919 | D | |
| Common StockF2 | Sep 30, 2016 | J | 4,250 | — | D | 508,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock
- F2Represents the transfer of shares of common stock to the reporting person's wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his wife.