SEC Form 4 · accession 0001144204-16-092678
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Isaac Mizrahi
10% Owner
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2016 | A | 17,242 | $0.00 | A | 2,519,514 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted Common Stock awarded pursuant to a restricted stock award agreement which vest on September 1, 2016, provided that the reporting person may extend the vesting date on one or more occasions by six month increments at his sole discretion.