SEC Form 4 · accession 0001144204-15-071573
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Haran
Officer — Chief Financial Officer
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2015 | S | 256 | $7.25 | D | 531,939 | D | |
| Common Stock | Dec 16, 2015 | S | 1,000 | $7.25 | D | 530,939 | D | |
| Common Stock | Dec 17, 2015 | D | 5,000 | $7.25 | D | 525,939 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of shares of common stock pursuant to a domestic relations order.