SEC Form 4 · accession 0001144204-15-070795
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Haran
Officer — Chief Financial Officer
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | S | 336 | $7.503 | D | 539,872 | D | |
| Common StockF2 | Dec 14, 2015 | S | 7,677 | $7.382 | D | 532,195 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of shares of common stock pursuant to a domestic relations order.
- F2The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.252 to $7.439. The reporting person undertakes to provide Xcel Brands, Inc., and security holder of Xcel Brands, Inc. or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).