SEC Form 4 · accession 0001144204-15-032591
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth Burroughs
Officer — See Remarks
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2014 | A | 35,000 | $0.00 | A | 410,492 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vest as to 50% of the shares on each of April 30, 2016 and April 30, 2017; provided that the reporting person may extend the vesting date as to all or a portion of the shares one or more times, in six month increments, at this discretion.
Remarks
Executive Vice President of Business Development and Treasurer and Secretary