SEC Form 4 · accession 0001144204-15-021434
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Jones III
Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 6, 2015 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | A | 10,000 | $0.00 | A | 58,382 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted Common Stock awarded pursuant to restricted stock award agreements to Mr. Jones, which vest as to 5,000 shares on each of March 31, 2016 and 2017; provided that Mr. Jones may extend any vesting date as to all or a portion of the shares subject to vesting in six month increments at his discretion.