SEC Form 4 · accession 0001144204-15-021433
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard M Liebman
Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 6, 2015 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | A | 10,000 | $0.00 | A | 64,643 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted Common Stock awarded pursuant to a restricted stock award agreement to Mr. Liebman, which vest as to 5,000 shares on each of March 31, 2016 and 2017, provided that Mr. Liebman may extend any vesting date as to all or a portion of the shares subject to vesting in six month increments at his discretion.