SEC Form 4 · accession 0001104659-26-104787
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loren Robert W D
Officer — CEO and Chairman · Director · 10% Owner
Period of report
Aug 31, 2026
Accepted (ET)
Sep 2, 2026 · 5:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2026 | A | 31,846 | $0.93 | A | 832,562 | D | |
| Common StockF2 | Aug 31, 2026 | F | 14,713 | $0.93 | D | 817,849 | D | |
| Common StockF3 | holding | — | — | — | 1,742 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 60,731 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary.
- F2Represents shares surrendered to the issuer in payment of withholding tax liability increment to the stock award.
- F3Represents shares held by Clearmarkets Capital, LLC (d/b/d IPX Capital, LLC), a company controlled by the reporting person
- F4Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.