SEC Form 4 · accession 0001104659-26-100839
XCel Brands, Inc. · XELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loren Robert W D
Officer — CEO and Chairman · Director · 10% Owner
Period of report
Jul 31, 2026
Accepted (ET)
Aug 25, 2026 · 4:39 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001083220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2026 | A | 24,681 | $1.80 | A | 774,618 | D | |
| Common StockF2 | Jul 31, 2026 | F | 11,402 | $1.80 | D | 763,216 | D | |
| Common Stock | Aug 21, 2026 | P | 12,000 | $0.869 | A | 775,216 | D | |
| Common Stock | Aug 24, 2026 | P | 10,000 | $0.875 | A | 785,216 | D | |
| Common StockF3 | holding | — | — | — | 1,742 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 60,731 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary.
- F2Represents shares surrendered to the issuer in payment of withholding tax liability increment to the stock award.
- F3Represents shares held by Clearmarkets Capital, LLC (d/b/d IPX Capital, LLC), a company controlled by the reporting person
- F4Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.