SEC Form 4 · accession 0001209191-19-007266
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Robert Preiss
Officer — Pres., Industrial Control Syst
Period of report
Feb 4, 2019
Accepted (ET)
Feb 5, 2019 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Feb 4, 2019 | M | 14,000 | $23.18 | A | 31,127 | D | |
| Woodward, Inc. Common StockF1 | Feb 4, 2019 | S | 14,000 | $89.7677 | D | 17,127 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 15,198 | I | Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to buy)F3 | $23.18 | Feb 4, 2019 | M | 14,000 | D | Oct 1, 2010 | Sep 30, 2020 | Woodward, Inc. Common Stock | 14,000 | 14,000 | D |
Explanation of responses
- F1The reporting person sold shares in multiple same day, same way open market sales, with prices ranging from $89.50 to $89.98 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of February 4,2019.
- F3Options, which expire September 30, 2020 became exercisable as to 25% of the shares on October 1, 2011 and each one-year anniversary thereafter.