SEC Form 4 · accession 0001209191-19-006445
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Freeman Taylor
Officer — President, Airframe Systems
Period of report
Jan 31, 2019
Accepted (ET)
Feb 1, 2019 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Jan 31, 2019 | M | 6,000 | $23.18 | A | 10,836 | D | |
| Woodward, Inc. Common StockF1 | Jan 31, 2019 | S | 6,000 | $90.4825 | D | 4,836 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 3,439 | I | By Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $23.18 | Jan 31, 2019 | M | 6,000 | D | Oct 1, 2010 | Sep 30, 2019 | Woodward, Inc. Common Stock | 6,000 | 2,000 | D |
Explanation of responses
- F1The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $90.46 to $90.65 per share. The reporting person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F2The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of January 31, 2019 and includes 15.47 shares acquired under the Plan since the date of the reporting person's last Form 4 with Table I reporting.
- F3Options, which expire September 30, 2019, became exercisable as to 25% of the shares on October 1, 2010 and each one-year anniversary thereafter.