SEC Form 4 · accession 0001209191-18-050198
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary L Petrovich
Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 12:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Sep 6, 2018 | M | 3,122 | $18.67 | A | 25,326 | D | |
| Woodward, Inc. Common StockF1 | Sep 6, 2018 | S | 3,122 | $79.787 | D | 22,204 | D | |
| Woodward, Inc. Common Stock | Sep 6, 2018 | M | 678 | $18.67 | A | 2,381 | I | By self as sole trustee of Petrovich Remainder Trust - 2005. |
| Woodward, Inc. Common Stock | Sep 6, 2018 | S | 678 | $79.7433 | D | 1,703 | I | By self as sole trustee of Petrovich Remainder Trust - 2005. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualifed Stock Option (right to buy)F2 | $18.67 | Sep 6, 2018 | M | 2,850 | D | Nov 24, 2008 | Nov 23, 2018 | Woodward, Inc. Common Stock | 2,850 | 0 | D |
| Nonqualifed Stock Option (right to buy)F2 | $18.67 | Sep 6, 2018 | M | 272 | D | Nov 24, 2008 | Nov 23, 2018 | Woodward, Inc. Common Stock | 272 | 0 | D |
| Nonqualifed Stock Option (right to buy)F2 | $18.67 | Sep 6, 2018 | M | 678 | D | Nov 24, 2008 | Nov 23, 2018 | Woodward, Inc. Common Stock | 678 | 0 | I |
Explanation of responses
- F1The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $79.75 to $79.811 per share. The reporting person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F2Options, which expire November 23, 2018, became exercisable as to 25% of the shares on November 24, 2009 and each one-year anniversary thereafter.