SEC Form 4 · accession 0001209191-18-049103
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Fawzy
Officer — VP, Gen Counsel & Corp Sec
Period of report
Aug 30, 2018
Accepted (ET)
Aug 31, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Aug 30, 2018 | M | 6,000 | $23.18 | A | 9,506 | D | |
| Woodward, Inc. Common StockF1 | Aug 30, 2018 | S | 6,000 | $80.5524 | D | 3,506 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 2,504 | I | By Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F3 | $23.18 | Aug 30, 2018 | M | 6,000 | D | Oct 1, 2010 | Sep 30, 2019 | Woodward, Inc. Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $80.53 to $80.57 per share. The reporting person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F2The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of August 30, 2018 and includes 395.02 shares acquired under the Plan since the date of the reporting person's last Form 4 with Table I reporting.
- F3Options, which expire September 30, 2019, became exercisable as to 25% of the shares on October 1, 2010, and each one-year anniversary thereafter.