SEC Form 4 · accession 0001209191-18-047516
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Weber Jr.
Officer — CFO & Treasurer
Period of report
Aug 16, 2018
Accepted (ET)
Aug 17, 2018 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Aug 16, 2018 | M | 10,865 | $23.18 | A | 35,688 | D | |
| Woodward, Inc. Common StockF1 | Aug 16, 2018 | S | 10,865 | $79.1439 | D | 26,533 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 3,515 | I | Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $23.18 | Aug 16, 2018 | M | 10,865 | D | Oct 1, 2010 | Oct 1, 2019 | Woodward, Inc. Common Stock | 10,865 | 10,000 | D |
Explanation of responses
- F1The reporting person sold shares in multiple same day, same way open market transactions, with prices ranging from $79.00 to $79.35 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of August 13, 2018.
- F3Options, which expire on October 1, 2019, became exercisable at the rate of 25% per year beginning on October 1, 2010.