SEC Form 4 · accession 0001209191-18-036251
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Donovan
Director
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Jun 5, 2018 | M | 7,600 | $23.18 | A | 49,734 | D | |
| Woodward, Inc. Common StockF1 | Jun 5, 2018 | S | 11,400 | $76.315 | D | 38,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $23.18 | Jun 5, 2018 | M | 7,600 | D | Oct 1, 2010 | Oct 1, 2019 | Woodward, Inc. Common Stock | 7,600 | 0 | D |
Explanation of responses
- F1The reporting person sold shares in multiple same day, same way open market transactions, with prices ranging from $76.26 to $76.585 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Options, which expire October 1, 2019, became exercisable as to 25% of the shares on October 1, 2010, and each one-year anniversary thereafter.