SEC Form 4 · accession 0001209191-18-027065
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Weber Jr.
Officer — CFO & Treasurer
Period of report
Apr 30, 2018
Accepted (ET)
May 1, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Apr 30, 2018 | M | 7,000 | $18.67 | A | 33,553 | D | |
| Woodward, Inc. Common StockF1 | Apr 30, 2018 | S | 7,000 | $72.8727 | D | 26,533 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 3,527 | I | Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $18.67 | Apr 30, 2018 | M | 7,000 | D | Nov 24, 2009 | Nov 24, 2018 | Woodward, Inc. Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1The reporting person sold shares in multiple same day, same way open market transactions, with prices ranging from $72.54 to $73.30 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of April 26, 2018 and includes 206.74 shares acquired under the Plan since the date of the reporting person's last Form 4 with Table I reporting.
- F3Options, which expire on November 24, 2018, became exercisable at the rate of 25% per year beginning on November 24, 2009.