SEC Form 5 · accession 0001209191-17-059683
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Halbrook
Director
Period of report
Sep 30, 2017
Accepted (ET)
Nov 8, 2017 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common StockF1 | Mar 31, 2017 | G | 186 | $0.00 | A | 345,907 | D | |
| Woodward, Inc. Common StockF1,F2 | Mar 31, 2017 | G | 186 | $0.00 | D | 251,495 | I | By self as holder of note |
| Woodward, Inc. Common Stock | holding | — | — | — | 162,707 | I | By Benita K. Halbrook as trustee for the John A. Halbrook Grantor Retained Annuity Trust | |
| Woodward, Inc. Common Stock | holding | — | — | — | 79,980 | I | By self as co-trustee for the Benita K. Halbrook Living Trust | |
| Woodward, Inc. Common Stock | holding | — | — | — | 102,000 | I | By self as trustee for the Benita K. Halbrook 2015 Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total reflects transfer, without receipt of consideration, of 186 shares held in The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares") to the John Halbrook Living Trust (the "J. Halbrook Living Trust"). Shares held by the J. Halbrook Living Trust are reported within the Reporting Person's direct ownership.
- F2The Reporting Person beneficially owns 251,495 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which the Reporting Person's children are the beneficiaries and trustees without dispositive power with respect to the Halbrook Family Trust Shares. The Halbrook Family Trust Shares were sold by the Reporting Person in exchange for a promissory note.