SEC Form 4 · accession 0001209191-16-151368
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Robert Preiss
Officer — President, Engine Systems
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common StockF1 | Nov 17, 2016 | M | 7,000 | $32.73 | A | 23,642 | D | |
| Woodward, Inc. Common Stock | Nov 17, 2016 | S | 7,000 | $67.4351 | D | 16,642 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 14,616 | I | Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to buy)F3 | $32.73 | Nov 17, 2016 | M | 7,000 | D | Nov 16, 2008 | Nov 16, 2017 | Woodward, Inc. Common Stock | 7,000 | 3,400 | D |
Explanation of responses
- F1Total reflects 207.875 shares acquired upon reinvestment of dividends since the date of the reporting person's last Form 4 with Table I reporting.
- F2The information in this report regarding the number of shares held by Mr. Preiss in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of November 18, 2016, and includes 25.18 shares acquired under the Plan since the date of the reporting person's last Form 4 with Table I reporting.
- F3Options, which expire November 16, 2017, became exercisable as to 25% of the shares on November 16, 2008 and each one-year anniversary thereafter.