SEC Form 4 · accession 0001209191-16-134488
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary L Petrovich
Director
Period of report
Jul 28, 2016
Accepted (ET)
Jul 29, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common StockF1 | Jul 28, 2016 | M | 8,200 | $18.49 | A | 23,104 | D | |
| Woodward, Inc. Common StockF2,F1 | Jul 28, 2016 | S | 8,200 | $58.5357 | D | 14,904 | D | |
| Woodward, Inc. Common Stock | holding | — | — | — | 1,703 | I | By self as sole trustee of Petrovich Remainder Trust - 2005. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualifed Stock Option (right to buy)F3 | $18.49 | Jul 28, 2016 | M | 8,200 | D | Nov 15, 2007 | Nov 15, 2016 | Woodward, Inc. Common Stock | 8,200 | 0 | D |
Explanation of responses
- F1Shares previously reported as indirectly held "By self as sole trustee of Petrovich Revocable Living Trust dated 05/14/2001" are deemed to be held directly.
- F2The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $58.36 to $58.72 per share. The reporting person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F3Options, which expire November 15, 2016, became exercisable as to 25% of the shares on November 15, 2007, and each one-year anniversary thereafter.