SEC Form 4 · accession 0001209191-16-125972
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Fawzy
Officer — VP, Gen Counsel & Corp Sec
Period of report
Jun 2, 2016
Accepted (ET)
Jun 6, 2016 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Jun 2, 2016 | M | 7,000 | $28.375 | A | 12,600 | D | |
| Woodward, Inc. Common StockF1 | Jun 2, 2016 | F | 5,094 | $57.86 | D | 7,506 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 2,098 | I | By Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F3 | $28.375 | Jun 2, 2016 | M | 7,000 | D | Jun 18, 2008 | Jun 18, 2017 | Woodward, Inc. Common Stock | 7,000 | 2,000 | D |
Explanation of responses
- F1Includes (i) already owned shares of common stock delivered for payment of the exercise price and (ii) shares withheld to cover the tax liability, in each case incident to the exercise of a security issued in accordance with Rule 16b-3.
- F2The information in this report regarding the number of shares held by Mr. Fawzy in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of June 3, 2016 and includes 302.39 shares acquired under the Plan since the date of the reporting person's last Form 4 with Table I reporting.
- F3Options, which expire June 18, 2017, became exercisable as to 25% of the shares on June 18, 2008, and each one-year anniversary thereafter.