SEC Form 4 · accession 0001209191-16-107381
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Weber Jr.
Officer — CFO & Treasurer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Mar 7, 2016 | M | 30,000 | $18.49 | A | 58,263 | D | |
| Woodward, Inc. Common StockF1 | Mar 7, 2016 | F | 20,010 | $49.97 | D | 38,253 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 3,106 | I | By Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F3 | $18.49 | Mar 7, 2016 | M | 30,000 | D | Nov 15, 2007 | Nov 15, 2016 | Woodward, Inc. Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Includes (i) already owned shares of common stock delivered for payment of the exercise price and (ii) shares withheld to cover the tax liability, in each case incident to the exercise of a security issued in accordance with Rule 16b-3.
- F2The information in this report regarding the number of shares held by Mr. Weber in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of March 04, 2016 and includes 316.10 shares acquired under the Plan since the date of the reporting person's last Form 4 with Table I reporting.
- F3Options, which expire November 15, 2016, became exercisable as to 25% of the shares on November 15, 2007 and each one-year anniversary thereafter.