SEC Form 4 · accession 0001209191-15-066450
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Gendron
Officer — President and CEO · Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 9:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Aug 14, 2015 | M | 70,000 | $13.50 | A | 250,788 | D | |
| Woodward, Inc. Common StockF1 | Aug 14, 2015 | F | 40,934 | $48.26 | D | 209,854 | D | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 19,041 | I | By Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $13.50 | Aug 14, 2015 | M | 70,000 | D | Nov 23, 2006 | Nov 23, 2015 | Woodward, Inc. Common Stock | 70,000 | 0 | D |
Explanation of responses
- F1Includes (i) already owned shares of common stock delivered for payment of the exercise price and (ii) shares withheld to cover the tax liability, in each case incident to the exercise of a security issued in accordance with Rule 16b-3.
- F2The information in this report regarding the number of shares held by the Reporting Person in the Woodward Retirement Savings Plan is based on a calculation as of August 14, 2015.
- F3Options become exercisable at the rate of 25% per year beginning 11/23/2006