SEC Form 4 · accession 0001209191-15-056921
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Halbrook
Director
Period of report
Jun 25, 2015
Accepted (ET)
Jun 26, 2015 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common StockF1 | Jun 25, 2015 | J | 24,361 | $0.00 | A | 487,373 | D | |
| Woodward, Inc. Common StockF1 | holding | — | — | — | 220,639 | I | By Benita K. Halbrook as trustee for the John A. Halbrook Grantor Retained Annuity Trust | |
| Woodward, Inc. Common Stock | holding | — | — | — | 95,928 | I | By self as trustee for the Benita K. Halbrook Grantor Retained Annuity Trust | |
| Woodward, Inc. Common Stock | holding | — | — | — | 139,072 | I | By self as co-trustee for The Benita K. Halbrook Living Trust | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 254,343 | I | By self as holder of note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total reflects transfer, without consideration, of 24,361 shares from the John Halbrook Grantor Retained Annuity Trust to the John Halbrook Living Trust (the "Living Trust"). Shares held by the Living Trust are reported within the Reporting Person's direct ownership.
- F2Mr. Halbrook beneficially owns 254,343 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which Mr. Halbrook's children are the beneficiaries and trustees without dispositive power with respect to these shares. The Halbrook Family Trust Shares were sold by Mr. Halbrook in exchange for a promissory note in the principal amount of $8,936,200, accruing interest at the rate of 1.5% per year.