SEC Form 4 · accession 0001209191-15-050028
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Halbrook
Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common StockF1 | Jun 2, 2015 | S | 7,500 | $51.7891 | D | 463,012 | D | |
| Woodward, Inc. Common Stock | holding | — | — | — | 245,000 | I | By Benita K. Halbrook as trustee for the John A. Halbrook Grantor Retained Annuity Trust | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 95,928 | I | By self as trustee for the Benita K. Halbrook Grantor Retained Annuity Trust | |
| Woodward, Inc. Common StockF2 | holding | — | — | — | 139,072 | I | By self as co-trustee for The Benita K. Halbrook Living Trust | |
| Woodward, Inc. Common StockF3 | holding | — | — | — | 254,343 | I | By self as holder of note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold from the Halbrook Family Foundation.
- F2Totals reflect transfers, without consideration, between the Benita K. Halbrook GRAT and the Benita K. Halbrook Living Trust.
- F3Mr. Halbrook beneficially owns 258,364 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which Mr. Halbrook's children are the beneficiaries and trustees without dispositive power with respect to these shares. The Halbrook Family Trust Shares were sold by Mr. Halbrook in exchange for a promissory note in the principal amount of $8,936,200, accruing interest at the rate of 1.5% per year.