SEC Form 4 · accession 0001209191-15-048806
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Rulseh
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Jun 1, 2015 | M | 5,025 | $25.57 | A | 22,637 | D | |
| Woodward, Inc. Common Stock | Jun 1, 2015 | M | 6,200 | $32.04 | A | 28,837 | D | |
| Woodward, Inc. Common StockF1 | Jun 1, 2015 | S | 5,025 | $51.2699 | D | 23,812 | D | |
| Woodward, Inc. Common StockF1 | Jun 1, 2015 | S | 6,200 | $51.2699 | D | 17,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $25.57 | Jun 1, 2015 | M | 5,025 | D | Oct 3, 2012 | Oct 3, 2021 | Woodward, Inc. Common Stock | 5,025 | 1,675 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $32.04 | Jun 1, 2015 | M | 6,200 | D | Oct 1, 2011 | Oct 1, 2020 | Woodward, Inc. Common Stock | 6,200 | 0 | D |
Explanation of responses
- F1The reporting sold shares in multiple same day, same way open market sales, with prices ranging from $50.92 to $51.54 per share. The reporting person has reported these shares on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Options become exercisable at a rate of 25% per year beginning on the exercisable date shown.