SEC Form 4 · accession 0001209191-17-057975
STAMPS.COM INC · STMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Carberry
Officer — Chief Financial Officer
Period of report
Oct 23, 2017
Accepted (ET)
Oct 25, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2017 | M | 4,583 | $12.30 | A | 14,016 | D | |
| Common Stock | Oct 23, 2017 | M | 2,763 | $12.30 | A | 16,779 | D | |
| Common Stock | Oct 23, 2017 | S | 7,346 | $225.00 | D | 9,433 | D | |
| Common Stock | Oct 24, 2017 | M | 15,570 | $32.41 | A | 25,003 | D | |
| Common Stock | Oct 24, 2017 | M | 36,667 | $32.41 | A | 61,670 | D | |
| Common StockF2 | Oct 24, 2017 | S | 52,237 | $225.017 | D | 9,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Common Stock) | $12.30 | Oct 23, 2017 | M | 4,583 | D | May 24, 2012 | May 24, 2021 | Common Stock | 4,583 | 135,000 | D |
| Stock Option(Common Stock) | $32.41 | Oct 23, 2017 | M | 2,763 | D | Oct 19, 2014 | Sep 19, 2024 | Common Stock | 2,763 | 132,237 | D |
| Stock Option (Common Stock) | $32.41 | Oct 24, 2017 | M | 15,570 | D | Oct 19, 2014 | Sep 19, 2024 | Common Stock | 15,570 | 116,667 | D |
| Stock Option(Common Stock) | $32.41 | Oct 24, 2017 | M | 36,667 | D | Oct 19, 2015 | Sep 19, 2024 | Common Stock | 36,667 | 80,000 | D |
Explanation of responses
- F1This sale was executed pursuant to a prearranged trading plan compliant with Rule 10b5-1.
- F2This sale price reflects a weighted average of multiple prices ranging from $225.00 to $225.55. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.