SEC Form 4 · accession 0001209191-17-020006
STAMPS.COM INC · STMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Thomas McBride
Officer — Chairman & CEO · Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 26,755 | $12.55 | A | 40,448 | D | |
| Common Stock | Mar 8, 2017 | M | 3,245 | $32.41 | A | 43,693 | D | |
| Common StockF1 | Mar 8, 2017 | S | 23,830 | $127.1873 | D | 19,863 | D | |
| Common StockF2 | Mar 8, 2017 | S | 6,170 | $127.7576 | D | 13,693 | D | |
| Common StockF3 | Mar 10, 2017 | M | 40,000 | $32.41 | A | 47,006 | D | |
| Common StockF4,F3 | Mar 10, 2017 | S | 4,000 | $129.4431 | D | 43,006 | D | |
| Common StockF5,F3 | Mar 10, 2017 | S | 10,420 | $129.9538 | D | 32,586 | D | |
| Common StockF6,F3 | Mar 10, 2017 | S | 25,580 | $130.4757 | D | 7,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Common Stock) | $12.55 | Mar 8, 2017 | M | 26,755 | D | May 20, 2011 | May 20, 2021 | Common Stock | 26,755 | 293,830 | D |
| Stock Option (Common Stock) | $32.41 | Mar 8, 2017 | M | 3,245 | D | Sep 19, 2014 | Sep 19, 2024 | Common Stock | 3,245 | 290,585 | D |
| Stock Option | $32.41 | Mar 10, 2017 | M | 40,000 | D | Sep 19, 2014 | Sep 19, 2024 | Common Stock | 40,000 | 250,585 | D |
Explanation of responses
- F1This sale price reflects a weighted average of multiple prices ranging from $126.60 to $127.55. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
- F2This sale price reflects a weighted average of multiple prices ranging from $127.60 to $128.25. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
- F3On March 10, 2017, in connection with his divorce, the reporting person disposed of 6,687 shares of common stock pursuant to a domestic relations order (DRO) in a transaction exempt from Section 16.
- F4This sale price reflects a weighted average of multiple prices ranging from $128.825 to $129.80. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
- F5This sale price reflects a weighted average of multiple prices ranging from $129.85 to $130.075. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
- F6This sale price reflects a weighted average of multiple prices ranging from $130.10 to $131.05. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.