SEC Form 4/A · accession 0001209191-17-005472
STAMPS.COM INC · STMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Bortnak
Officer — Co-President and Corp & BusDev
Period of report
Nov 25, 2016
Accepted (ET)
Jan 25, 2017 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2016 | M | 5,000 | $32.41 | A | 6,093 | D | |
| Common StockF2 | Nov 25, 2016 | S | 5,000 | $113.2878 | D | 1,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Common Stock) | $32.41 | Nov 25, 2016 | M | 5,000 | D | Sep 19, 2014 | Sep 19, 2024 | Common Stock | 5,000 | 65,030 | D |
Explanation of responses
- F1This sale was executed pursuant to a prearranged trading plan compliant with Rule 10b5-1.
- F2This sale price reflects a weighted average price ranging from $112.80 to $114.05.
Remarks
Due to a clerical error, the number of Stock Options exercised was incorrectly reported on the "Acquired (A)" side of Column 5 of Table II in the Form 4 filed on November 28, 2016. This Amendment is filed solely to report such number of Stock Options exercised under the "Disposed(D)" side of such Column, and this Form 4/A is otherwise identical to the Form 4 filed on November 28, 2016.