SEC Form 4 · accession 0001127602-15-002034
TEAM HEALTH HOLDINGS INC. · TMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Roth
Other
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 8:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | S | 4,600 | $55.1712 | D | 96,664 | D | |
| Common StockF2 | Jan 15, 2015 | M | 19,000 | $22.09 | A | 115,664 | D | |
| Common StockF3,F4 | Jan 15, 2015 | S | 19,000 | $55.1712 | D | 96,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F5,F6 | $22.09 | Jan 15, 2015 | M | 19,000 | D | — | May 18, 2022 | Common Stock | 19,000 | 102,865 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.65 to $55.86, inclusive. The reporting person undertakes to provide to Team Health Holdings, Inc., any security holder of Team Health Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2These shares were acquired pursuant to a Rule 10b5-1 Sales Plan dated May 8, 2014 between the Shareholder and Morgan Stanley Smith Barney, LLC.
- F3These shares were sold pursuant to a Rule 10b5-1 Sales Plan dated May 8, 2014 between the Shareholder and Morgan Stanley Smith Barney, LLC.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.65 to $55.86, inclusive. The reporting person undertakes to provide to Team Health Holdings, Inc., any security holder of Team Health Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5These stock options were exercised and the underlying shares sold pursuant to a Rule 10b5-1 Sales Plan dated May 8, 2014 between the Shareholder and Morgan Stanley Smith Barney, LLC.
- F6These stock options are vested and exercisable with respect to 50% of the underlying shares and shall vest and become exercisable with respect to the remaining shares in 25% increments on each of the third and fourth anniversaries of the May 18, 2012 grant date.